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Authentic Evaluation in History

Francis C. McMann

Carolyn Jepsen McMann

Reprinted from the OAH Magazine of History
6 (Spring 1992). ISSN 0882-228X
Copyright (c) 1992, Organization of American Historians

Secondary teaching journals have given much attention to the use of primary sources in the teaching of history.  Many  articles and lesson plans implicitly point out what Parry and Strenski explicitly cited as being the central premise of using primary sources: an emphasis by historians on the use of higher-ordered critical thinking skills (1).  The use of historical documents and the processes of decoding, analyzing and interpreting them has been reinforced by various simplified models (2).  Davidson and Lytle illustrate a systematic process by which students interpret and evaluate historical evidence (3).  Certainly the emphasis on higher-ordered thinking skills should dispel fears among restructuring reformists who believe history teachers rarely instruct above 1.0 on Bloom’s taxonomy. 

Yet, users and advocates of historical documents have left some unfinished curricular business: accountability.  First, we hope that the critical thinking skills transfer to the next series of historical documents.  But our evaluation of student performance is rather myopic.  We do posit some evaluation to determine whether students can analyze a set of historical documents.  We require, for example, students to answer a series of questions based upon a source or to write an essay detailing the results of their historical analysis, but we really don’t know whether students can apply the historical skills to a new or novel set of historical documents.  In short, we need some systematic method to observe the progress of the development of skills. 

Second, using historical documents has inherent pitfalls because learning and evaluation are still teacher-directed, not student-directed.  The teacher directs the student to a historical problem and to the historical documents and assigns a formative student product. If the intent is to teach secondary students at least some of the historian’s critical thinking skills, then we must begin to ask students to demonstrate a final student-directed product in which the student poses the problem, searches for the historical documents, and provides the interpretation of the past.  The recent nomenclature for such a final test is “authentic evaluation,” but in the past years our students have simply referred to it as building their own Readings Text (4).

Simply put, the Readings Text (RT) is a series of primary documents, identified and selected by the student(s), which addresses a recent historical issue or question.  The end product is not the typical research paper or History Day project.  It is, rather, a documentary reader of recent U.S. history or contemporary U.S. affairs.  These document-evaluations resemble chapters one might find in such reading texts as American Issues, The American Record, or The American Spirit (5).  The RT has been developed as a “final examination” based upon four assumptions: 

  1. Teaching history through the use of historical documents is desirable and is preferable to other pedagogical methods. 
  2. The RT is an exhibition which reflects a process of thinking: identifying, comprehending, judging and evaluating primary sources.
  3. The RT possesses observable traits which teachers can evaluate to ascertain a degree of student success in working with historical documents.  Therefore, the RT represents a sum-mative evaluation. 
  4. The RT is student-directed; teacher direction is limited to advising and guiding, rather than providing specific information.
Of course, all assumptions rest upon a view of history which requires that it be studied thematically, not as a mere collection of facts and events.  The use of primary documents allows students to draw conclusions and interpretations of the past.  Throughout a history course, students are able to place facts and events into a thematic context, one which they have constructed from primary documents.  But because routine teacher tests, as well as standardized and textbook tests, emphasize the factual or discrete response (6), history teachers face an incongruity between what they teach and what they test.  The RT is an alternative—a genuinely authentic measure of what we expect history students do. 

The process of measuring and evaluating the RT is divided into three broad tasks:

  1. the selection of a significant historical theme,  generalization or interpretation and its application to recent U.S. history or contemporary affairs; 
  2. the development of key questions and the selection of primary sources which address an issue or problem; and
  3. the writing of a document-driven, interpretative essay addressing the issues and questions posed by the study.  The students’ responsibilities and the teacher’s evaluative tasks are summarized in the box on this page.  These are distributed to students in order to specify the criteria upon which the evaluation will be determined.
Selecting the Historical Problem
Selecting the topic for the RT immediately presents two problems.  First, the students are required to pull together their knowledge of historical content and to identify a historical theme or interpretation.  Some of the themes identified by students as a result of year-long studies have included: 
  1. the conflict and tensions created by special interest groups which directly challenge  the  values  and  mores of an  accepted and established group (majority);
  2. the growth of presidential power and the subsequent problems and conflicts of executive authority; 
  3. the conflicts and/or consensus between big business and labor organizations; 
  4. the cost of the anti-communist commitment in foreign affairs;
  5. the successes and/or failures of achieving equality for minority groups; and
  6. the growth of the federal government’s responsibilities and  powers to insure the welfare of the individual. 
Still others may identify a historical point of view, the  authenticity and reliability of which is to be evaluated.   For example, the late sixties and seventies have been characterized by some as a period of great political crises, destroying the unity and purpose of the American people (7).  But, whether students identify a theme or a historical interpretation, their primary work is to select an issue that possesses a historical linkage from past to present.

The second student problem is to assess the validity or the applicability of the theme or generalization to recent contemporary history (that is, since 1960).  Students formulate key conceptual questions which focus their historical research. The questions themselves are dependent upon the theme or historical issues selected.  More important, the questions suggest controversy and complexity, where several answers might be deduced; a single answer is viewed as an oversimplification.  The following are examples of some historical topics and key questions developed by students: 

  1. How have demographic changes since 1970 caused ethnic conflict?
  2. To what extent did Watergate influence the practice of politics in the U.S.?
  3. What have been the accomplishments of the U.S. labor movement since 1970?
  4. What were the goals of the United States in the Vietnam War? 
  5. Are the goals of African-Americans today significantly different from those of the 1960s?
  6. To what extent did the “Great Society” perpetuate the idea of the welfare state? 
Admittedly and with purpose, the RT limits the historical study to a period of time that some historians might rightfully question as being history.  Despite the debate as to when history ends and journalism begins, the task of the students is to determine how an issue, during a period of time (e.g., the space debate in the seventies, the successes and failures of Gerald Ford’s Administration, Vietnam during the sixties), demonstrates a continuity or break with earlier historical themes or ideas.  The RT’s focus on current history is also a legitimate study in that students must search out and edit primary documents to demonstrate the validity or continuity of ideas.  Availability of documents is obviously increased since many secondary school libraries and public libraries are inventoried with sources of the past thirty years.  Finally, given the textbook industry’s tendency to de-emphasize the coverage of recent U.S. history (8), the RT solves a perennial and vexing problem of how best to approach recent U.S. history. 

Selecting Historical Documents

The second major component of the RT exhibition and the most time consuming is the research and selection of primary documents. The students look for evidence (ie, primary sources) that will specifically address their topics and answer their questions.  While the  selection  of  the documents still remains student-directed, teachers can introduce pedagogical strategies that can increase the complexity of the research.   For example, in the selection of documents, students may be required to include one or more of the following: 
  1. a table or graph; 
  2. an editorial cartoon, opinion editorial, letter to a local newspaper; 
  3. local input from town meetings, records of public forums; 
  4. an interview between students and a contemporary of the period; 
  5. a film, radio, television broadcast or film; 
  6. periodical sources such as newspapers, journals, magazines; 
  7. fiction works of the period (best seller list of novels, videotapes); or
  8. photographs, slides, pictures, art reprints, government publications of data, statistics, and maps. 
Another limitation is the number of documents available and their length.  The number and length of documents to be used can be determined by the teacher.  The purpose of the limitations is to force the student to carefully evaluate and edit primary sources so that they succinctly address the topic.  An example of an edited primary document, which attempts to address the problem of U.S. goals in Vietnam in the sixties, is provided above.  The central student and teacher evaluations of the documents rest upon three criteria:
  1. Does the RT present documents which reveal more than one point of view (i.e., show contradiction, complexities or bias)?
  2. Do the documents present answers to the questions posed?
  3. Does the RT possess a variety of historical documents? 
The finished research consists of not more than fifteen edited primary sources, citing bibliographic information.  Each document is briefly introduced, summarizing how the document is related to the overall historical problem.  For example, one student group, investigating the motives for U.S. involvement in the Vietnam War, cited a 1960 speech made by Lyndon Johnson in which he defended America’s role in Vietnam.  They introduced the document as follows: 
Escalation of the Vietnam War was dramatic during Lyndon John-son’s administration.  For Johnson, the U.S. role in Vietnam was noble and moral.  Vietnam epitomized the goal of our attempts to create a stable world order.

The Summary Essay

The last phase of the RT project requires students to write an interpretative essay based on their selected documents.  Here the task is almost anticlimactic.  The essay is to be document dependent.  Answers to their questions are to be derived from the  documents which the students have selected.  Given that the RT documents may possess bias, the students’ narrative or history  should reflect a unique point of view. 

The RT as a Final Evaluation

The purpose of the RT project is to determine the ability of students to use primary sources to understand the past.  An implicit assumption is that using primary documents allows students to decode historical artifacts and to draw their own con-clusions about a historical occurrence, event, issue, debate, idea, or controversy.  The RT was designed so that teachers can measure and evaluate student progress in acquiring the historian’s skills.  The RT would also serve well for a student’s self-evaluation, especially for those who developed portfolios throughout the school year.  Additionally, the RT is useful as a tool for teaching and exhibiting cooperative learning.  But most significantly, the RT requires the students to do the historian’s work:  to select the historical topic, to ask significant questions, to research and edit primary documents, and to write an interpretative essay.  Using recent U.S. history as the content vehicle, history teachers can move well beyond the usual objective type examinations and “question-answer” work sheets to authentic evaluations. 

A SUMMARY OF THE 
READINGS TEXT TASK 
AN AUTHENTIC EVALUATION 

Selects Historical Topic/Problem
1.  Identifies historical theme, generalization, interpretation from previous course work. 
2.  Selects recent U.S. topic or problem and applies historical theme.  Formulates key conceptual questions. 

Selects Primary Sources
1.  Sources pose answers to questions. 
2.  Sources are varied. 
3.  Sources reveal a point of view. 
4.  Sources are summarized and placed in historical context. 

Model Narrative
1.  Narrative addresses historical question posed. 
2.  Narrative is based on documents selected. 
3.  Narrative suggests historical complexities and contradictions. 
4.  Narrative demonstrates understanding of historical themes and interpretations. 

EXAMPLE OF AN EDITED PRIMARY DOCUMENT
STUDENT QUESTION: 
WHAT FACTORS CONTRIBUTED TO THE 
U.S. INVOLVEMENT IN VIETNAM? 

“. . . We must deal with the world as it is, if it is ever to be as we wish. 

The world as it is in Asia is not a serene or peaceful place.

The first reality is that North Viet-Nam has attacked the independent nation of South Viet-Nam.  Its object is total conquest. 

Why are these realities our concern?  Why are we in South Viet-Nam? 

We are there because we have a promise to keep.  Since 1954 every American President has offered support to the people of South Viet-Nam.  We have helped to build, and we have helped to defend.  Thus, over many years, we have made a national pledge to help South Viet-Nam defend its independence. 

And I intend to keep that promise. . . . 

There are those who wonder why we have a responsibility there.   Well, we have it there for the same reason that we have a responsibility for the defense of Europe.  World War II was fought in both Europe and Asia and when it ended we found ourselves with continued responsibility for the defense of freedom. 

Our objective is the independence of South Viet-Nam and its freedom from attack.  We want nothing for ourselves—only that the people of South Viet-Nam be allowed to guide their own country in their own way.”

President Lyndon B. Johnson
Speech at Johns Hopkins University
7 April 1965
 
 

Endnotes

  1. Mary Elizabeth Parry and Ellen Strenski, “A Student Guide To Reading Historical Documents,” Social Education 48 (January 1984): 58-59. 
  2. Indiana Historical Bureau, “Indiana History Day Pointers.” OAH Magazine of History 5 (Summer 1990): 52-57. 
  3. James W. Davidson and Mark H. Lytle, After the Fact: The Art of Historical Detection (New York: Alfred A. Knopf, 1986). 
  4. Grant Wiggins, “Teaching to the (Authentic) Test,”  Educational Leadership 7 (April 1989) and Walter C. Parker, Renewing the Social Studies Curriculum (Alexandria, Va.: Association for the Supervision and Curriculum Development, 1991). 
  5. Charles M. Dollar and Gary W. Reichard, American Issues: A Documentary Reader (New York: Random House, 1988); William Graebner and Leonard Richards, The American Record (New York: Alfred A. Knopf, 1982); and Thomas A. Bailey and David M. Kennedy.  The American Spirit (Lexington, Mass.: D.C. Heath and Company, 1984). 
  6. David Jenness, Making Sense of Social Studies (New York: MacMillan Publishing Company, 1990). 
  7. Jonathan Schell, The Time of Illusion (New York: Vintage Books, 1975). 
  8. Jenness, Making Sense of Social Studies, 275. 

Francis C. McMann is chair of the History and Social Studies Department at Washington High School, Cedar Rapids, Iowa. 

Carolyn Jepsen McMann is History and Social Studies Instructor at Metro Alternative High School in Cedar Rapids, Iowa.